BD Consulting Associates

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166 Triple Crown Ct. Milton,GA 30004

Virtual University - Online Training Services

Training is an extremely important part of the securities business. Regulators are focusing more and more on the training that broker/dealers provide to their registered representatives. BDCA offers convenient, affordable online training through its Virtual University. We offer a diverse array of courses through our Virtual University that satisfy FINRA training requirements for Firm Element Continuing Education and Anti-Money Laundering. In addition, we offer online FINRA examination prep courses that will ensure that your registered representatives are prepared when they take their next FINRA exam.

Your firm can designate certain courses for your registered representatives to take or allow them to choose which courses to take. Course participation and completion can be tracked through online reports that document your firm’s training efforts and participants receive a certificate upon completion of any of the courses.

Several payment options are available for firms and individuals that make this a convenient, flexible way to deliver your firm’s training. Broker/dealers may pre-pay for a specific number of courses or may choose to be billed as classes are taken. Individuals who enroll online may pay by credit card or online check.

Review the links below to discover how BDCA can help your firm deliver and document its training efforts.

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NASD Rule 3011 requires broker/dealers to create and implement an anti-money laundering (AML) program that includes ongoing training for appropriate personnel as one of