Starting a new broker/dealer is a monumental task. The process that is required to get a broker/dealer properly registered with FINRA is time consuming and burdensome. At BDCA, our team of experienced consultants can handle the most burdensome tasks required for the FINRA registration process for you, which will permit you to focus on the things that will allow your new broker/dealer to be successful, business development and marketing.
Please use our B/D Start-Up Cost Estimator to get an estimate of the costs and fees involved with starting a new broker/dealer.