BD Consulting Associates

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166 Triple Crown Ct. Milton,GA 30004

General Compliance

B/D Consulting Associates, Inc. (BDCA) has a staff of experienced compliance experts who specialize in the regulatory issues encountered by brokerage firms. We have the knowledge and expertise to help guide your firm through today’s complex regulatory environment. BDCA has staff members with many years of experience on both the retail and regulatory sides of the industry. This allows us to better understand the balance between the retail demands a brokerage firm faces and the regulatory requirements imposed by the various regulatory bodies and government agencies.

At BDCA, we strive to be a compliance partner with you. We make it our business to keep up with current and developing trends in the securities industry. We monitor new rule releases and help you implement policies and procedures to help you comply with the rule. We also monitor proposed rules as well as amendments to current rules and attempt to help you prepare for the impact of the new rule on your firm.

The staff at BDCA is always available to help you with compliance related issues as they arise. Many firms do not have the resources available to staff a compliance department at a level that is sufficient to handle today’s escalating regulatory demands. Our staff can help you fill that void.

Please call us at (770) 263-6003 to find out how BDCA can help you with general compliance issues.